ペアリングヒープソートで配列を並び替える
ペアリングヒープソートを使用する
ペアリングヒープソート (pairing heap sort) は、要素をペアリングヒープへ挿入したあと、最小値を繰り返し取り出して昇順にする整列である。
ペアリングヒープは、根が最小(または最大)となる多分岐木である。子は左子・右兄弟形式で並べ、ヒープ条件は「親のキーはどの子のキー以下」だけを課す。二項ヒープのように次数を揃えたり、フィボナッチヒープのようにランクを管理したりしない代わりに、合併 と 子のペアリング で構造を保つ。
- 合併: 2 本のヒープの根を比較し、キーの大きい方を小さい方の最左の子にする。比較は 1 回で、償却的に \(O(1)\)。
- 挿入: 単一節点のヒープを既存ヒープと合併する。
- 抽出: 根を外し、その子たちを左から 2 本ずつ合併(第 1 パス)したあと、できたヒープを右から順に合併(第 2 パス)して新しい根を得る。償却的に \(O(\log n)\)。
- 書き戻し: 取り出したキーを配列の先頭から順に書けば昇順になる。
procedure meld(H1, H2)
if H1 is empty then
return H2
if H2 is empty then
return H1
if H1.key <= H2.key then
make H2 the leftmost child of H1
return H1
else
make H1 the leftmost child of H2
return H2
procedure two_pass_meld(children) // children は兄弟リスト
// 第1パス: 左から隣り合う 2 本を合併
pairs = empty list
while children is not empty
a = take first child
if children is empty then
append a to pairs
else
b = take first child
append meld(a, b) to pairs
// 第2パス: 右から順に合併
H = empty
for p in reverse(pairs)
H = meld(p, H)
return H
procedure pairing_heap_sort(A)
H = empty pairing heap
for x in A
H = meld(H, singleton(x))
for i from 0 to length(A) - 1
A[i] = H.key
H = two_pass_meld(children of H)
償却時間計算量は挿入・合併が \(O(1)\)、最小抽出が \(O(\log n)\) であり、全体では \(O(n \log n)\) になる。節点用に \(O(n)\) の追加記憶域が要る(インプレースではない)。等値キーの相対順序は合併時の規約に依存し、不安定である。実装が単純な一方で、ポインタ経由の多分岐木はキャッシュ効率では配列上のヒープソートに劣りやすい。
優先度付きキューとしてのペアリングヒープは、合併が 1 比較で書け、減少キーも「切り離して再合併」で扱える点が実務寄りの実装で選ばれやすい。整列用途ではその操作を「すべて挿入してからすべて取り出す」形に固定したものがペアリングヒープソートである。
類似アルゴリズムとの相違点
ヒープソートは配列上の二分ヒープをインプレースで縮める。ペアリングヒープはポインタの多分岐木で、合併と子のペアリングが中心になる。
二項ヒープソートは次数の異なる二項木を二進加算のように結合する。ペアリングヒープは次数を持たず、抽出時に子を 2 本ずつペアにして畳み込む。
弱ヒープソートは配列上の不完全木と逆ビットで比較回数を抑える。ヒープ同士の合併を第一級には扱わない。
トーナメントソートも最小を繰り返し取り出すが、固定長のトーナメント木を更新する点が異なる。
時間計算量および空間計算量を計測する
| Size | Average time (s) | Maximum time (s) | Average memory (KiB) | Maximum memory (KiB) |
|---|---|---|---|---|
| 256 | 0.000028 | 0.000799 | 6 | 7 |
| 512 | 0.000059 | 0.000191 | 13 | 14 |
| 1024 | 0.000137 | 0.000387 | 27 | 28 |
| 2048 | 0.000265 | 0.000996 | 55 | 56 |
| 4096 | 0.000541 | 0.001161 | 110 | 112 |
| 8192 | 0.001122 | 0.002107 | 221 | 224 |
| 16384 | 0.002600 | 0.004976 | 442 | 448 |
| 32768 | 0.005757 | 0.014348 | 885 | 896 |
| 65536 | 0.013223 | 0.049456 | 1771 | 1792 |
| 131072 | 0.028593 | 0.115439 | 3540 | 3584 |
| 262144 | 0.075095 | 0.538889 | 7083 | 7168 |
計測に使用したコードを表示する
#!/usr/bin/env swift
import Foundation
// This standalone Swift driver creates the same temporary Docker build
// context as the former shell wrapper. The benchmark program itself remains
// embedded below so readers can copy one complete, reproducible file.
struct BenchmarkError: Error, CustomStringConvertible {
let message: String
var description: String { message }
init(_ message: String) {
self.message = message
}
}
func runCommand(_ executable: String, _ arguments: [String]) throws {
let process = Process()
process.executableURL = URL(fileURLWithPath: "/usr/bin/env")
process.arguments = [executable] + arguments
process.standardInput = FileHandle.standardInput
process.standardOutput = FileHandle.standardOutput
process.standardError = FileHandle.standardError
do {
try process.run()
} catch {
throw BenchmarkError("Could not start \(executable): \(error)")
}
process.waitUntilExit()
guard process.terminationStatus == 0 else {
throw BenchmarkError(
"Command failed (\(process.terminationStatus)): " +
"\(executable) \(arguments.joined(separator: " "))"
)
}
}
do {
// The UUID avoids collisions when two benchmark copies are run at once.
let workdir = FileManager.default.temporaryDirectory
.appendingPathComponent("swift-sort-benchmark-\(UUID().uuidString)")
try FileManager.default.createDirectory(at: workdir, withIntermediateDirectories: true)
defer { try? FileManager.default.removeItem(at: workdir) }
// A raw Swift string is used so the nested main.swift keeps its own
// interpolation expressions such as \(seed) until Docker compiles it.
let dockerfile = #"""
FROM swift:6.0
WORKDIR /app
RUN cat > alloc_track.c <<'ALLOC'
#define _GNU_SOURCE
#include <dlfcn.h>
#include <malloc.h>
#include <stdatomic.h>
#include <stddef.h>
#include <stdint.h>
#include <stdlib.h>
#include <string.h>
static atomic_size_t live_bytes = 0;
static atomic_size_t peak_bytes = 0;
static void *(*real_malloc)(size_t) = NULL;
static void *(*real_calloc)(size_t, size_t) = NULL;
static void *(*real_realloc)(void *, size_t) = NULL;
static void (*real_free)(void *) = NULL;
static void init_reals(void) {
if (real_malloc) {
return;
}
real_malloc = (void *(*)(size_t))dlsym(RTLD_NEXT, "malloc");
real_calloc = (void *(*)(size_t, size_t))dlsym(RTLD_NEXT, "calloc");
real_realloc = (void *(*)(void *, size_t))dlsym(RTLD_NEXT, "realloc");
real_free = (void (*)(void *))dlsym(RTLD_NEXT, "free");
}
static void record_alloc(size_t size) {
size_t live = atomic_fetch_add(&live_bytes, size) + size;
size_t peak = atomic_load(&peak_bytes);
while (live > peak) {
if (atomic_compare_exchange_weak(&peak_bytes, &peak, live)) {
break;
}
}
}
void alloc_track_reset_peak(void) {
atomic_store(&peak_bytes, atomic_load(&live_bytes));
}
size_t alloc_track_live(void) { return atomic_load(&live_bytes); }
size_t alloc_track_peak(void) { return atomic_load(&peak_bytes); }
void *malloc(size_t size) {
init_reals();
void *p = real_malloc(size);
if (p) {
record_alloc(malloc_usable_size(p));
}
return p;
}
void *calloc(size_t nmemb, size_t size) {
init_reals();
void *p = real_calloc(nmemb, size);
if (p) {
record_alloc(malloc_usable_size(p));
}
return p;
}
void *realloc(void *ptr, size_t size) {
init_reals();
size_t old_size = 0;
if (ptr) {
old_size = malloc_usable_size(ptr);
}
void *p = real_realloc(ptr, size);
if (p) {
atomic_fetch_sub(&live_bytes, old_size);
record_alloc(malloc_usable_size(p));
} else if (size == 0) {
atomic_fetch_sub(&live_bytes, old_size);
}
return p;
}
void free(void *ptr) {
init_reals();
if (ptr) {
atomic_fetch_sub(&live_bytes, malloc_usable_size(ptr));
real_free(ptr);
}
}
ALLOC
RUN cat > main.swift <<'SWIFT'
import Foundation
#if canImport(Glibc)
import Glibc
#elseif canImport(Darwin)
import Darwin
#endif
@_silgen_name("alloc_track_live") func alloc_track_live() -> Int
@_silgen_name("alloc_track_peak") func alloc_track_peak() -> Int
@_silgen_name("alloc_track_reset_peak") func alloc_track_reset_peak()
extension UnsafeMutableBufferPointer where Element == Int {
func swapAt(_ i: Int, _ j: Int) {
let t = self[i]; self[i] = self[j]; self[j] = t
}
}
let MIN_POWER: Int = 8
let MAX_POWER: Int = 18
let RUNS: Int = 8192
fileprivate final class PairingNode {
var key: Int
var child: PairingNode?
var sibling: PairingNode?
init(key: Int, child: PairingNode? = nil, sibling: PairingNode? = nil) {
self.key = key
self.child = child
self.sibling = sibling
}
}
fileprivate func pairing_meld(_ a: PairingNode?, _ b: PairingNode?) -> PairingNode? {
guard let a else { return b }
guard let b else { return a }
if a.key <= b.key {
b.sibling = a.child
a.child = b
return a
} else {
a.sibling = b.child
b.child = a
return b
}
}
fileprivate func pairing_two_pass_meld(_ first: PairingNode?) -> PairingNode? {
var first = first
var pairs = [PairingNode?]()
while let a = first {
first = a.sibling
a.sibling = nil
if let b = first {
first = b.sibling
b.sibling = nil
pairs.append(pairing_meld(a, b))
} else {
pairs.append(a)
}
}
var result: PairingNode? = nil
for pair in pairs.reversed() {
result = pairing_meld(pair, result)
}
return result
}
fileprivate func pairing_insert_key(_ heap: PairingNode?, _ key: Int) -> PairingNode? {
let node = PairingNode(key: key)
return pairing_meld(heap, node)
}
fileprivate func pairing_extract_min(_ heap: PairingNode?) -> (Int?, PairingNode?) {
guard let root = heap else {
return (nil, nil)
}
let key = root.key
let children = root.child
root.child = nil
return (key, pairing_two_pass_meld(children))
}
func pairing_heap_sort(_ a: inout [Int]) {
a.withUnsafeMutableBufferPointer { pairing_heap_sort($0) }
}
func pairing_heap_sort(_ a: UnsafeMutableBufferPointer<Int>) {
var heap: PairingNode? = nil
for i in 0..<a.count {
heap = pairing_insert_key(heap, a[i])
}
for i in 0..<a.count {
let (key, next) = pairing_extract_min(heap)
heap = next
guard let key else {
fatalError("pairing heap exhausted early")
}
a[i] = key
}
}
func benchmark_sort(_ array: inout [Int]) {
pairing_heap_sort(&array)
}
func is_non_decreasing(_ a: [Int]) -> Bool {
guard a.count >= 2 else { return true }
for i in 1..<a.count {
if a[i - 1] > a[i] { return false }
}
return true
}
func same_multiset(_ a: [Int], _ b: [Int]) -> Bool {
if a.count != b.count {
return false
}
var left = a
var right = b
left.sort()
right.sort()
return left == right
}
func check_correctness_case(_ label: String, _ input: [Int]) {
var input = input
let original = input
benchmark_sort(&input)
if !is_non_decreasing(input) {
fatalError("correctness case \(label): output is not sorted")
}
if !same_multiset(input, original) {
fatalError("correctness case \(label): elements were lost or added")
}
}
// Skip cases larger than the algorithm's measured size cap (MAX_POWER). That
// cap exists because larger inputs are impractically slow; forcing them here
// would stall the published measurement script before any table rows print.
func check_correctness_case_within_limit(_ label: String, _ input: [Int]) {
if input.count > (1 << MAX_POWER) {
return
}
check_correctness_case(label, input)
}
func few_unique_values(_ size: Int, _ unique: Int, _ seed: UInt64) -> [Int] {
var state = seed
var result = [Int]()
result.reserveCapacity(size)
for _ in 0..<size {
state ^= state << 13
state ^= state >> 7
state ^= state << 17
result.append(Int(state % UInt64(unique)) + 1)
}
return result
}
func run_correctness_checks() {
check_correctness_case("empty", [])
check_correctness_case("single", [42])
check_correctness_case("duplicates", [3, 1, 3, 2, 1, 2])
check_correctness_case("sorted", [1, 2, 3, 4, 5])
check_correctness_case("reverse", [5, 4, 3, 2, 1])
check_correctness_case("all_equal", [7, 7, 7, 7])
check_correctness_case("skewed_range", [1_000_000, 2, 1_000_001, 1, 999_999])
// Static-buffer Grail skips the in-buffer build when key collection is sparse
// (ideal_buffer = false). Exercising that path catches regressions in buffer gating.
check_correctness_case(
"few_keys_len16",
[2, 2, 2, 2, 2, 2, 2, 2, 4, 3, 1, 2, 3, 4, 1, 4]
)
// Seed 0 is a fixed point of the xorshift below, so it would degenerate into
// yet another all-equal case instead of a 4-value mix. Start at 1.
for seed in 1...32 {
check_correctness_case(
"few_keys_len32_seed_\(seed)",
few_unique_values(32, 4, UInt64(seed))
)
}
// Small-input cutoffs (insertion sort below 32 elements, etc.) hide duplicate-key
// bugs in the recursive path, so repeat the duplicate cases at the smallest
// benchmark size, which every algorithm must handle within reasonable time.
check_correctness_case("all_equal_len256", [Int](repeating: 7, count: 256))
for seed in 1...4 {
check_correctness_case(
"few_keys_len256_seed_\(seed)",
few_unique_values(256, 4, UInt64(seed))
)
}
// Blit's equal-key second sweep used to copy the whole range into a fixed
// 512-element swap; lengths above that must still sort without panicking.
// Respect MAX_POWER so algorithms with a low measured-size cap (slow,
// sleep) do not hang here for minutes or months.
check_correctness_case_within_limit("all_equal_len600", [Int](repeating: 7, count: 600))
for seed in 1...4 {
check_correctness_case_within_limit(
"few_keys_len2048_seed_\(seed)",
few_unique_values(2048, 4, UInt64(seed))
)
}
}
func shuffled(_ size: Int, seed: UInt64) -> [Int] {
guard size > 0 else { return [] }
var v = Array(1...size)
var state = seed
if size > 1 {
for i in stride(from: size - 1, through: 1, by: -1) {
state ^= state << 13
state ^= state >> 7
state ^= state << 17
let j = Int(state % UInt64(i + 1))
v.swapAt(i, j)
}
}
return v
}
func micros(_ d: Duration) -> UInt64 {
let c = d.components
let fromSeconds = UInt64(c.seconds) * 1_000_000
let fromAttos = UInt64(max(0, c.attoseconds / 1_000_000_000_000))
return fromSeconds + fromAttos
}
func padLeft(_ value: String, _ width: Int) -> String {
if value.count >= width {
return value
}
return String(repeating: " ", count: width - value.count) + value
}
func formatSeconds(_ micros: UInt64) -> String {
let whole = micros / 1_000_000
let frac = micros % 1_000_000
let fracStr = padLeft(String(frac), 6).replacingOccurrences(of: " ", with: "0")
return "\(whole).\(fracStr)"
}
func input_array(_ size: Int, seed: UInt64) -> [Int] {
shuffled(size, seed: seed)
}
/// Peak heap growth during `benchmark_sort`, in bytes (explicit buffers such as swap).
/// Kept in bytes so the parent can average before rounding; converting to KiB here
/// would truncate sub-KiB buffers to 0 in every run and hide them from the average.
func run_once(size: Int, seed: Int) -> (UInt64, Int) {
var array = input_array(size, seed: UInt64(seed))
let baseBytes = alloc_track_live()
alloc_track_reset_peak()
let start = ContinuousClock.now
benchmark_sort(&array)
let elapsed = ContinuousClock.now - start
let peakBytes = alloc_track_peak()
let auxBytes = max(0, peakBytes - baseBytes)
let expected: [Int] = size > 0 ? Array(1...size) : []
if array != expected {
fatalError("sort failed with seed \(seed) for size \(size)")
}
return (micros(elapsed), auxBytes)
}
func run_child(_ args: [String]) {
let size = Int(args[2])!
let seed = Int(args[3])!
let (elapsedUs, mem) = run_once(size: size, seed: seed)
print("\(elapsedUs) \(mem)")
}
let args = CommandLine.arguments
if args.count > 1 && args[1] == "--run-once" {
run_child(args)
} else {
run_correctness_checks()
let tableHeader =
"| \(padLeft("Size", 10)) | " +
"\(padLeft("Average time (s)", 16)) | " +
"\(padLeft("Maximum time (s)", 16)) | " +
"\(padLeft("Average memory (KiB)", 20)) | " +
"\(padLeft("Maximum memory (KiB)", 20)) |"
print(tableHeader)
print("|-----------:|-----------------:|-----------------:|---------------------:|---------------------:|")
for power in MIN_POWER...MAX_POWER {
let size = 1 << power
var totalTime: UInt64 = 0
var maxTime: UInt64 = 0
var totalMem = 0
var maxMem = 0
for seed in 1...RUNS {
let process = Process()
process.executableURL = URL(fileURLWithPath: args[0])
process.arguments = ["--run-once", "\(size)", "\(seed)"]
let stdout = Pipe()
let stderr = Pipe()
process.standardOutput = stdout
process.standardError = stderr
do {
try process.run()
} catch {
fatalError("failed to run benchmark child process: \(error)")
}
process.waitUntilExit()
if process.terminationStatus != 0 {
let err = String(data: stderr.fileHandleForReading.readDataToEndOfFile(), encoding: .utf8) ?? ""
fatalError("benchmark child process failed: \(err)")
}
let data = stdout.fileHandleForReading.readDataToEndOfFile()
let stdoutText = String(data: data, encoding: .utf8) ?? ""
let fields = stdoutText.split(whereSeparator: \.isWhitespace)
guard fields.count >= 2,
let elapsedUs = UInt64(fields[0]),
let auxMem = Int(fields[1]) else {
fatalError("invalid child process output: \(stdoutText)")
}
totalTime += elapsedUs
if elapsedUs > maxTime {
maxTime = elapsedUs
}
totalMem += auxMem
if auxMem > maxMem {
maxMem = auxMem
}
}
let avgTime = totalTime / UInt64(RUNS)
// Memory is summed in bytes and converted to KiB once, after averaging.
let avgMemKb = totalMem / RUNS / 1024
let maxMemKb = maxMem / 1024
let tableRow =
"| \(padLeft(String(size), 10)) | " +
"\(padLeft(formatSeconds(avgTime), 16)) | " +
"\(padLeft(formatSeconds(maxTime), 16)) | " +
"\(padLeft(String(avgMemKb), 20)) | " +
"\(padLeft(String(maxMemKb), 20)) |"
print(tableRow)
}
}
SWIFT
RUN clang -O2 -fPIC -shared alloc_track.c -o liballoc_track.so -ldl
RUN swiftc -Ounchecked -whole-module-optimization \
main.swift \
-o swift-benchmark \
-L. -lalloc_track \
-Xlinker -rpath -Xlinker /app
ENV LD_PRELOAD=/app/liballoc_track.so
CMD ["./swift-benchmark"]
"""#
try dockerfile.write(
to: workdir.appendingPathComponent("Dockerfile"),
atomically: true,
encoding: .utf8
)
// Keeping build and run as separate child processes preserves Docker's
// normal output and the original image tag used by the benchmark skill.
try runCommand("docker", ["build", "-t", "swift-benchmark", workdir.path])
try runCommand("docker", ["run", "--rm", "--init", "swift-benchmark"])
} catch {
fputs("\(error)\n", stderr)
exit(1)
}